iGaming Academy recently hosted a webinar tackling proper protocol pre, during and post audit.
With the very real potentiality for severe financial penalties and license withdrawal, it is imperative that audits are carried out as efficiently as possible.
Our seasoned panellists discuss not just how to pass an audit, but how to excel and boost regulator relations.
Our panellists discussed:
- Increasing European regulatory expectations
- Pre-audit: How to prepare for success
- During audit: Minimising business impact
- Post-audit: Acting on recommendations
- What documents are requested during a compliance audit?
- What do you do if your policies are not updated from the previous audit?
- How do you prepare for an audit if it is next week?
- What proof of training is required by auditors and how often should my staff be trained?
- ISO 27001 Audits
- What proportion of fulltime compliance professionals should you employ?
Who are our panellists?
- Yuliya Khrenova [HOST]
Legal & Compliance Officer, iGaming Academy
Yuliya is an education and compliance specialist who oversees the production and maintenance of iGaming Academy’s regulatory training courses across multiple jurisdictions.
- James Harrison
James has held numerous C-Level and compliance roles throughout an 18-year career in online gambling. He has worked with both early-stage and more established businesses including online casino, bingo and lottery. James has held a Personal Management Licence issued by UK Gambling Commission and has been a key individual with a number of other gambling regulators including the Alderney Gambling Control Commission and the New Jersey Division of Gaming Enforcement. He is currently part of a National Lottery bid team.
- Emma Richardson
General Counsel and Head of Legal, Compliance & Regulation
Emma is White Hat Gaming’s General Counsel and Head of Legal, Compliance & Regulation with over 12 years of experience in the industry. Emma leads 10 teams within White Hat Gaming and has extensive experience in licensing, regulation, compliance and governance. Prior to joining White Hat Gaming, Emma had various gaming roles including Head of Legal and Regulation for Kambi and European Legal Counsel for Sportingbet. Emma started her legal career as a corporate and private equity lawyer in the London office of a top tier US law firm.
- Barnabe Robinson
Barnabe has over 20 years’ experience in the financial services sector specialising in risk, compliance and financial crime. He has held senior international positions with the like of American Express, General Motors Finance and BNP Paribas OVF, consulted with Lloyds Banking Group and niche GRC solution providers and continues to work in an advisory capacity with Open Banking Fintechs.
- Dr Chris Dalli
CEO L&L Europe Ltd
Dr Chris Dalli is the CEO of L&L Europe Limited, an international online casino operating through nine domains and holding licences issued by the MGA, Gambling Commission and Spelinspektionen. Previously, Dr Dalli was a gambling lawyer assisting multiple operators with successfully preparing for and overcoming several forms of regulatory audits.
To access the full 1-hour recorded webinar, please complete the form below: