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MLRO 3-Day Masterclass

1,950 excl. VAT

15, 16 & 17 November 2017

All betting and gambling companies are required to have robust policies, procedures and practices which reflect the Anti-Money Laundering (AML), Counter Terrorist Financing (CTF) and Proceeds of Crime (POCA) laws applicable to them.

This session, delivered by Compliance specialist Christina Thakor-Rankin, will provide delegates with an overview of the law, the regulations and the policies and practices they need to have at different levels within their organisation in order to stay compliant to keep the company, its employees and customers safe.

Subjects covered include:

• Applicable laws and regulations and penalties for non-compliance
• Practical implementation of the law within their specific business
• Building customer and business Risk Assessments
• Customer friendly due diligence and enhanced due diligence
• Suspicious Transaction Reporting and Disclosure to law enforcement
• Record-keeping and Regulatory Reporting
• Case studies

 

ID Code: MLRO Category: Types:
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Description

Description

Suitability: In addition to Money Laundering Reporting, Nominated and Deputy Reporting Officers our workshop is ideal for C+ executives, board members, decision makers and compliance and risk professionals whose role is to ensure that a business remains compliant with its legal and regulatory obligations, as well as those working in payments, fraud and security seeking to develop their career.


3 Day Agenda

DAY 1:
1: Legislation & Regulation – Anti-Money Laundering, Counter Terrorist Financing and Proceeds of Crime
2: Corporate Responsibility – Officers, Policies & Penalties
3: Corporate Structure – Board Approval Staff, Staff Probity, Internal Audit and Reporting
4: Case Studies
5: Risk, Revenue, Reputation

DAY 2:
1: Corporate Structure – Internal Structures, Teams, Training and Accountability
2: Business and Customer Risk Assessments – Customer, Product, Service, Transaction, Interface and Geography
3: Due diligence, enhanced due diligence and source of funds and wealth
4: Reporting and Record-keeping
5: Practical exercise – launder money through your site

DAY 3:
1: Developing the Company Policy
2: Building a Risk Assessment
3: Training, knowledge and awareness programmes
4: SARs logs and reporting and record-keeping
5: Re-cap and Audit functions

Additional information

Additional information

Delivery Mode

Malta – 15, 16 & 17 November 2017